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Course Outline

LangGraph Fundamentals for Finance

  • Refresher on LangGraph architecture and stateful execution.
  • Finance use cases: research copilots, trade support, and customer service agents.
  • Regulatory constraints and auditability considerations.

Financial Data Standards and Ontologies

  • Basics of ISO 20022, FpML, and FIX.
  • Mapping schemas and ontologies into graph states.
  • Managing data quality, lineage, and PII.

Workflow Orchestration for Financial Processes

  • KYC and AML onboarding workflows.
  • Trade lifecycle management, exceptions, and case handling.
  • Credit adjudication and decisioning paths.

Compliance, Risk, and Controls

  • Policy enforcement and model risk management.
  • Implementing guardrails, approvals, and human-in-the-loop steps.
  • Ensuring audit trails, data retention, and explainability.

Integration and Deployment

  • Connecting to core systems, data lakes, and APIs.
  • Handling containerization, secrets, and environment management.
  • Establishing CI/CD pipelines, staged rollouts, and canary deployments.

Observability and Performance

  • Monitoring structured logs, metrics, traces, and costs.
  • Conducting load testing, defining SLOs, and managing error budgets.
  • Implementing incident response, rollback procedures, and resilience patterns.

Quality, Evaluation, and Safety

  • Utilizing unit, scenario, and automated evaluation harnesses.
  • Conducting red teaming, addressing adversarial prompts, and performing safety checks.
  • Managing dataset curation, drift monitoring, and continuous improvement.

Summary and Next Steps

Requirements

  • A foundational understanding of Python and LLM application development
  • Experience with APIs, containers, or cloud services
  • Basic familiarity with financial domains or data models

Audience

  • Domain technologists
  • Solution architects
  • Consultants developing LLM agents for regulated industries
 35 Hours

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