Get in Touch

Course Outline

Introduction to ISO 37301 and Compliance Management

  • Overview of ISO 37301 and its objectives
  • Core principles of compliance: integrity, accountability, and transparency
  • Distinctions between ISO 19600 and ISO 37301

Organizational Context and Leadership

  • Assessing the organization's external and internal context
  • Roles and responsibilities of top management and leadership
  • Developing a compliance policy and setting objectives

Planning and Support Functions

  • Evaluating compliance risks and defining mitigation strategies
  • Requirements for competence, awareness, and communication
  • Documentation and resource needs for the CMS

Operational Controls and Compliance Processes

  • Defining operational procedures and assigning responsibilities
  • Managing outsourcing and third-party compliance considerations
  • Documenting compliance obligations and controls

Monitoring, Evaluation, and Reporting

  • Measuring compliance performance and establishing KPIs
  • Conducting internal audits and compliance assessments
  • Processes for compliance reporting and escalation

Management Review and Continuous Improvement

  • Reviewing system performance and incorporating leadership feedback
  • Addressing noncompliance incidents and implementing corrective actions
  • Driving continual improvement of the CMS

Certification, Integration, and Future Readiness

  • Steps toward ISO 37301 certification and conducting third-party audits
  • Integrating with ISO 37001, ISO 9001, or ISO 27001
  • Emerging compliance trends and digital governance

Summary and Next Steps

Requirements

  • Knowledge of compliance and risk-related concepts
  • Familiarity with management system standards
  • Experience in regulatory, legal, or internal control functions

Target Audience

  • Compliance officers and internal control managers
  • Auditors, legal advisors, and risk professionals
  • Senior managers and governance leaders focused on maintaining compliance integrity
 14 Hours

Number of participants


Price per participant

Testimonials (1)

Upcoming Courses

Related Categories