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 Duration 14 hours

Course Outline

Introduction to ISO 37301 and Compliance Management

  • Overview of ISO 37301 and its objectives
  • Core compliance principles: integrity, accountability, and transparency
  • Key distinctions between ISO 19600 and ISO 37301

Organizational Context and Leadership

  • Analyzing the organization's external and internal environment
  • Defining top management responsibilities and the leadership role
  • Formulating a compliance policy and setting specific objectives

Planning and Support Mechanisms

  • Evaluating compliance risks and defining mitigation strategies
  • Requirements for competence, awareness, and internal communication
  • Documentation and resource needs for the CMS

Operational Controls and Compliance Workflows

  • Establishing operational procedures and assigning responsibilities
  • Considerations for outsourcing and third-party compliance
  • Recording compliance obligations and control measures

Monitoring, Assessment, and Reporting

  • Measuring compliance performance and defining KPIs
  • Performing internal audits and compliance evaluations
  • Processes for compliance reporting and escalation

Management Review and Continuous Improvement

  • Assessing system performance and incorporating leadership feedback
  • Managing noncompliance issues and implementing corrective actions
  • Driving the continual evolution of the CMS

Certification, Integration, and Future Preparedness

  • Procedures for ISO 37301 certification and third-party auditing
  • Integrating with ISO 37001, ISO 9001, or ISO 27001
  • Exploring emerging compliance trends and digital governance

Summary and Recommended Next Steps

Requirements

  • A solid grasp of compliance and risk-related principles
  • Basic familiarity with management system standards
  • Prior experience in regulatory, legal, or internal control roles

Target Audience

  • Compliance officers and internal control managers
  • Auditors, legal counsel, and risk professionals
  • Senior executives and governance leaders focused on maintaining compliance integrity

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