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Duration 14 hours
Course Outline
Introduction to ISO 37301 and Compliance Management
- Overview of ISO 37301 and its objectives
- Core compliance principles: integrity, accountability, and transparency
- Key distinctions between ISO 19600 and ISO 37301
Organizational Context and Leadership
- Analyzing the organization's external and internal environment
- Defining top management responsibilities and the leadership role
- Formulating a compliance policy and setting specific objectives
Planning and Support Mechanisms
- Evaluating compliance risks and defining mitigation strategies
- Requirements for competence, awareness, and internal communication
- Documentation and resource needs for the CMS
Operational Controls and Compliance Workflows
- Establishing operational procedures and assigning responsibilities
- Considerations for outsourcing and third-party compliance
- Recording compliance obligations and control measures
Monitoring, Assessment, and Reporting
- Measuring compliance performance and defining KPIs
- Performing internal audits and compliance evaluations
- Processes for compliance reporting and escalation
Management Review and Continuous Improvement
- Assessing system performance and incorporating leadership feedback
- Managing noncompliance issues and implementing corrective actions
- Driving the continual evolution of the CMS
Certification, Integration, and Future Preparedness
- Procedures for ISO 37301 certification and third-party auditing
- Integrating with ISO 37001, ISO 9001, or ISO 27001
- Exploring emerging compliance trends and digital governance
Summary and Recommended Next Steps
Requirements
- A solid grasp of compliance and risk-related principles
- Basic familiarity with management system standards
- Prior experience in regulatory, legal, or internal control roles
Target Audience
- Compliance officers and internal control managers
- Auditors, legal counsel, and risk professionals
- Senior executives and governance leaders focused on maintaining compliance integrity
Testimonials (1)
Theory followed by practical examples and exercices. Job well done!