Course Outline
Learning objectives
Upon completion of this training course, you will be able to:
- Explain the fundamental concepts and principles of an AI management system based on ISO/IEC 42001
- Interpret the requirements of ISO/IEC 42001 for an AI management system from an auditor’s perspective
- Evaluate the conformity of an AI management system to ISO/IEC 42001 requirements, adhering to fundamental audit concepts and principles
- Plan, execute, and close an ISO/IEC 42001 compliance audit in accordance with ISO/IEC 17021-1 requirements, ISO 19011 guidelines, and other auditing best practices
- Manage an ISO/IEC 42001 audit program
Outline
Day 1: Introduction to artificial intelligence management systems and ISO/IEC 42001
Day 2: Audit principles, audit preparation, and initiation
Day 3: On-site audit activities
Day 4: Closure of the audit
Day 5: Certification Exam
Examination
The “PECB Certified ISO/IEC 42001 Lead Auditor” exam satisfies the requirements of the PECB Examination and Certification Program (ECP). It encompasses the following competency domains:
Domain 1: Fundamental principles and concepts of an AI management system
Domain 2: AI management system requirements
Domain 3: Fundamental audit concepts and principles
Domain 4: Preparing an ISO/IEC 42001 audit
Domain 5: Conducting an ISO/IEC 42001 audit
Domain 6: Closing an ISO/IEC 42001 audit
Domain 7: Managing an ISO/IEC 42001 audit program
For detailed information regarding exam formats, available languages, and other specifics, please consult the List of PECB Exams and the Examination Rules and Policies.
Certification
PECB ISO/IEC 42001 Certification Path and Requirements
Following a successful exam, you may apply for one of four professional credentials based on your experience level. All credentials require passing the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or an approved equivalent) and signing the PECB Code of Ethics.
1. Certified ISO/IEC 42001 Provisional Auditor
Suitable for newcomers who have acquired theoretical knowledge but lack practical auditing or industry experience.
-
Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
-
Professional Experience: No prior experience required
-
Management System Audit Experience: No prior audit experience required
-
Additional Requirement: Sign the PECB Code of Ethics
2. Certified ISO/IEC 42001 Auditor
Designed for professionals with foundational experience in artificial intelligence management and auditing.
-
Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
-
Professional Experience: Two years of total professional experience, including at least one year specifically in Artificial Intelligence (AI)
-
Management System Audit Experience: A minimum of 200 hours of qualifying audit activities
-
Additional Requirement: Sign the PECB Code of Ethics
3. Certified ISO/IEC 42001 Lead Auditor
The standard credential for experienced professionals qualified to plan, lead, and manage AI management system audit teams.
-
Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
-
Professional Experience: Five years of total professional experience, including at least two years specifically in Artificial Intelligence (AI)
-
Management System Audit Experience: A minimum of 300 hours of qualifying audit activities
-
Additional Requirement: Sign the PECB Code of Ethics
4. Certified ISO/IEC 42001 Senior Lead Auditor
The highest tier for expert practitioners with extensive, long-term leadership experience in auditing AI frameworks.
-
Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
-
Professional Experience: Ten years of total professional experience, including at least seven years specifically in Artificial Intelligence (AI)
-
Management System Audit Experience: A minimum of 1,000 hours of qualifying audit activities
-
Additional Requirement: Sign the PECB Code of Ethics
Qualifying Audit Activities Note: To be recognized by PECB, your audit hours must adhere to best practices and include activities such as audit planning, managing audit programs, drafting audit or nonconformity reports, conducting on-site audits, and leading audit teams.
General
- Certification and examination fees are included in the training course price.
- Participants will receive training materials containing over 450 pages of explanatory information, examples, best practices, exercises, and quizzes.
- A certificate of course completion, worth 31 CPD (Continuing Professional Development) credits, will be issued to participants who attend the training course.
- If candidates fail the exam, they may retake it free of charge within 12 months of their initial attempt.
Requirements
The primary prerequisite for joining this training course is a solid foundational understanding of ISO/IEC 42001, as well as general AI principles and concepts.
Who Should Attend?
This course is tailored for:
- Auditors, both internal and external, looking to specialize in auditing AI management systems
- Managers or consultants aiming to master the audit process for AI management systems
- Professionals responsible for ensuring their organization maintains conformity with AI management system requirements
- Expert advisors in the field of AI management
- Professionals engaged in analyzing and interpreting business requirements for AI implementation
- Individuals involved in the development, implementation, and architectural design of AI solutions
Testimonials (4)
Theory followed by practical examples and exercices. Job well done!
Vincenzo Delle Donne - Department of National Defence
Course - ISO 37301 Compliance Management System
the expertise & knowledge of the trainer
Erica DeRosa DeRosa - Aecon Group INc.
Course - ISO 37001 Anti-Bribery Management System
With both my 2022 ISO 9001 audit prep-related training & the recently completed ISO 9001 audit prep refresher course; Dereck has helped me significantly with regards to gaining a new & practical perspective of the ISO 9001:2015 clauses & sections & how they apply to our business. Dereck has also helped me with both training courses --- to improve my ISO-related communications both with our company's employees and the external ISO Auditors .
Dana Foster - Corrigan Oil Company
Course - ISO 9001 Foundation
Speed of response and communication
